← SEC administrative proceedings

FreedomTree Mutual Funds and Asset Management, LLC, d/b/aFreedomTree AssetManagement, LLC; Spence-Lingo & Company, Ltd. d/b/a FreedomTree Transfer Agency; and Jermaine Ezekiel Spence

Exchange Act of 1934 · 34-64483, IA-3202 · 2011-05-13 · File 3-14082

Proceeding

Release Number

34-64483, IA-3202

Statutory Act

Exchange Act of 1934

File Number

3-14082

Publish Date

2011-05-13

Respondents

• FreedomTree Mutual Funds and Asset Management, LLC, d/b/aFreedomTree AssetManagement, LLC
• Spence-Lingo & Company, Ltd. d/b/a FreedomTree Transfer Agency
• and Jermaine Ezekiel Spence

Source

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SEC.gov

Authoritative

SEC Administrative Proceedings

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